Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist and Registered Options Traders Allocation and Assignment Rules

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Oct. 2, 2009

Resources

Notice Rule: SEC Issued Version (pdf 138.57 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 30, 2009

File Number

SR-Phlx-2009-86

Rule Type

Notice

Release Number

34-60785

SEC Issue Date

Oct. 2, 2009

Federal Register Publish Date

Oct. 9, 2009

Document Citation

74 FR 52279

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist and Registered Options Traders Allocation and Assignment Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist and Registered Options Traders Allocation and Assignment Rules

Resources

Details