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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3103

National Securities Exchanges, MIAX PEARL, LLC (PEARL)

Public Comments

Submit a Comment on SR-PEARL-2024-27

Last Reviewed or Updated: Aug. 5, 2024

Resources

Notice Rule: SEC Issued Version (pdf 142.64 KB)

Exhibit 5

Details

Public Comments Due

Aug. 5, 2024

File Number

SR-PEARL-2024-27

Rule Type

Notice

Release Number

34-100474

SEC Issue Date

July 9, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3103

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3103

Public Comments

Resources

Details