Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.44 and 7.44P To Distinguish Between Retail Orders Routed on Behalf of Other Broker-Dealers and Retail Orders That are Routed on Behalf of Introduced Retail Accounts That are Carried on a Fully Disclosed Basis

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Dec. 3, 2015

Resources

Public Comments Due

Dec. 30, 2015

File Number

SR-NYSEArca-2015-115

Rule Type

Notice

Release Number

34-76549

SEC Issue Date

Dec. 3, 2015

Federal Register Publish Date

Dec. 9, 2015

Document Citation

80 FR 76595