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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.1A To Adopt a Definition of "Professional Customer" on the Exchange

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Nov. 21, 2014

Resources

Notice Rule: SEC Issued Version (pdf 119.75 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 19, 2014

File Number

SR-NYSEArca-2014-133

Rule Type

Notice

Release Number

34-73665

SEC Issue Date

Nov. 21, 2014

Federal Register Publish Date

Nov. 28, 2014

Document Citation

79 FR 70907

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.1A To Adopt a Definition of "Professional Customer" on the Exchange

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.1A To Adopt a Definition of "Professional Customer" on the Exchange

Resources

Details