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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16(f)(v) To Provide That Proactive if Locked Modifiers Will Be Ignored for Short Sale Orders During a Short Sale Period

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Oct. 28, 2014

Resources

Notice Rule: SEC Issued Version (pdf 34.79 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 24, 2014

File Number

SR-NYSEARCA-2014-118

Rule Type

Notice

Release Number

34-73453

SEC Issue Date

Oct. 28, 2014

Federal Register Publish Date

Nov. 3, 2014

Document Citation

79 FR 65273

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16(f)(v) To Provide That Proactive if Locked Modifiers Will Be Ignored for Short Sale Orders During a Short Sale Period

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16(f)(v) To Provide That Proactive if Locked Modifiers Will Be Ignored for Short Sale Orders During a Short Sale Period

Resources

Details