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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System ("OATS") Rules, and Making Certain Conforming Changes

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Oct. 12, 2011

Resources

Notice Rule: SEC Issued Version (pdf 57.15 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 8, 2011

File Number

SR-NYSEARCA-2011-69

Rule Type

Notice

Release Number

34-65544

SEC Issue Date

Oct. 12, 2011

Federal Register Publish Date

Oct. 18, 2011

Document Citation

76 FR 64406

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System ("OATS") Rules, and Making Certain Conforming Changes

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System ("OATS") Rules, and Making Certain Conforming Changes

Resources

Details