Notice Rule

Notice of Filing of Proposed Rule Change To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materials to Beneficial Owners

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materials to Ben
Release Number
34-91011
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 8246

Title
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materi
Release Number
34-91343
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 15536

Title
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materials to Beneficial Owners
Release Number
34-91663
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 22725

Title
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursem
Release Number
34-92155
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 32302

Title
Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materials to Bene
Release Number
34-92667
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 46733

Last Reviewed or Updated: Dec. 14, 2020