Notice Rule

Notice of Filing of Proposed Rule Change To Add Certain Rules to the List of Minor Rule Violations in Rule 9217; Delete Obsolete Rules and Increase the Maximum Fine for Minor Rule Violations

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

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Title
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add Certain Rules to the List of Minor Rule Violations in Rule 9217, Delete Obsolete Rules, and Increase the Maximum Fine for Minor Rule Violations
Release Number
34-87212
SEC Issue Date
Federal Register Publish Date
Document Citation

84 FR 54193

Resources

Order Rule: SEC Issued Version (pdf 140.11 KB)
Order Rule: Federal Register Version

Last Reviewed or Updated: Aug. 16, 2019