Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C To Distinguish Between Retail Orders Routed on Behalf of Other Broker-Dealers and Retail Orders That Are Routed on Behalf of Introduced Retail Accounts That Are Carried on a Fully Disclosed Basis

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

Last Reviewed or Updated: Dec. 3, 2015

Public Comments Due

Dec. 30, 2015

File Number

SR-NYSE-2015-59

Rule Type

Notice

Release Number

34-76553

SEC Issue Date

Dec. 3, 2015

Federal Register Publish Date

Dec. 9, 2015

Document Citation

80 FR 76607