Order Rule

Notice of Filing of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules That Are Modeled on the Rules of the Financial Industry Regulatory Authority and To Make Certain Conforming and Technical Changes

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Title
Notice of Filing of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules That Are Modeled on the Rules of the Financial Industry Regulatory Authority and To Make Certain Conforming and Technical Changes
Release Number
34-68678
SEC Issue Date
Federal Register Publish Date
Document Citation

78 FR 5213

Resources

Notice Rule: SEC Issued Version (pdf 266.87 KB)
Notice Rule: Federal Register Version
Exhibit 3
Exhibit 5
Rel. No. 34-69045

Last Reviewed or Updated: Jan. 16, 2013