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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476 To Add a Provision for Violations Relating to Failing To Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: March 2, 2010

Resources

Notice Rule: SEC Issued Version (pdf 49.85 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 30, 2010

File Number

SR-NYSE-2010-07

Rule Type

Notice

Release Number

34-61626

SEC Issue Date

March 2, 2010

Federal Register Publish Date

March 9, 2010

Document Citation

75 FR 10855

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476 To Add a Provision for Violations Relating to Failing To Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476 To Add a Provision for Violations Relating to Failing To Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade

Resources

Details