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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Adopting NYSE Rule 406 as New Rule 3250 To Correspond With a Rule Change Recently Filed by the Financial Industry Regulatory Authority, Inc.

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Aug. 17, 2009

Resources

Notice Rule: SEC Issued Version (pdf 84.12 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 14, 2009

File Number

SR-NYSE-2009-75

Rule Type

Notice

Release Number

34-60512

SEC Issue Date

Aug. 17, 2009

Federal Register Publish Date

Aug. 24, 2009

Document Citation

74 FR 42717

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Adopting NYSE Rule 406 as New Rule 3250 To Correspond With a Rule Change Recently Filed by the Financial Industry Regulatory Authority, Inc.

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Adopting NYSE Rule 406 as New Rule 3250 To Correspond With a Rule Change Recently Filed by the Financial Industry Regulatory Authority, Inc.

Resources

Details