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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476A To Add Rule 104(a)(1)(A) to Its "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A"

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 30, 2009

Resources

Notice Rule: SEC Issued Version (pdf 122.71 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 26, 2009

File Number

SR-NYSE-2009-72

Rule Type

Notice

Release Number

34-60399

SEC Issue Date

July 30, 2009

Federal Register Publish Date

Aug. 5, 2009

Document Citation

74 FR 39124

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476A To Add Rule 104(a)(1)(A) to Its "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A"

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476A To Add Rule 104(a)(1)(A) to Its "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A"

Resources

Details