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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 18 To Eliminate the $500 Minimum Net Loss Requirement for a Member Organization To Seek Compensation in the Event of an Exchange System Failure

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Jan. 6, 2010

Resources

Notice Rule: SEC Issued Version (pdf 53.76 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 2, 2010

File Number

SR-NYSE-2009-135

Rule Type

Notice

Release Number

34-61294

SEC Issue Date

Jan. 6, 2010

Federal Register Publish Date

Jan. 12, 2010

Document Citation

75 FR 1669

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 18 To Eliminate the $500 Minimum Net Loss Requirement for a Member Organization To Seek Compensation in the Event of an Exchange System Failure

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 18 To Eliminate the $500 Minimum Net Loss Requirement for a Member Organization To Seek Compensation in the Event of an Exchange System Failure

Resources

Details