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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 445 and Adopting New Rule 3310 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Dec. 31, 2009

Resources

Notice Rule: SEC Issued Version (pdf 46.48 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 29, 2010

File Number

SR-NYSE-2009-134

Rule Type

Notice

Release Number

34-61273

SEC Issue Date

Dec. 31, 2009

Federal Register Publish Date

Jan. 8, 2010

Document Citation

75 FR 1091

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 445 and Adopting New Rule 3310 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 445 and Adopting New Rule 3310 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.

Resources

Details