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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules of the Rule 7000A Series Concerning the Order Audit Trail System

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Feb. 12, 2019

Resources

Notice Rule: SEC Issued Version (pdf 125.75 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 12, 2019

File Number

SR-NASDAQ-2019-005

Rule Type

Notice

Release Number

34-85111

SEC Issue Date

Feb. 12, 2019

Federal Register Publish Date

Feb. 19, 2019

Document Citation

84 FR 4883

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules of the Rule 7000A Series Concerning the Order Audit Trail System

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules of the Rule 7000A Series Concerning the Order Audit Trail System

Resources

Details