Order Rule

Notice of Filing of Proposed Rule Change Amending Its Information Barrier Rules

National Securities Exchanges, Nasdaq ISE, LLC (ISE)

Public Comments

Title

Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending its Information Barrier Rules

Release Number

34-73973

SEC Issue Date

Dec. 31, 2014

Federal Register Publish Date

Jan. 6, 2015

Document Citation

80 FR 583

Resources

Order Rule: SEC Issued Version (pdf 115.31 KB)

Order Rule: Federal Register Version

Rel. No. 34-74521

Rel. No. 34-73614

Rel. No. 34-73261

Title

Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Its Information Barrier Rules

Release Number

34-73614

SEC Issue Date

Nov. 17, 2014

Federal Register Publish Date

Nov. 21, 2014

Document Citation

79 FR 69547

Resources

Notice Rule: SEC Issued Version (pdf 12.86 KB)

Notice Rule: Federal Register Version

Rel. No. 34-74521

Rel. No. 34-73973

Rel. No. 34-73261

Title

Notice of Filing of Proposed Rule Change Amending Its Information Barrier Rules

Release Number

34-73261

SEC Issue Date

Sept. 30, 2014

Federal Register Publish Date

Oct. 6, 2014

Document Citation

79 FR 60226

Resources

Notice Rule: SEC Issued Version (pdf 62.95 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-74521

Rel. No. 34-73973

Rel. No. 34-73614

View Received Comments

Last Reviewed or Updated: Sept. 30, 2014

Resources

Order Rule: SEC Issued Version (pdf 54.32 KB)

Order Rule: Federal Register Version

Rel. No. 34-73973

Rel. No. 34-73614

Rel. No. 34-73261

Details

Public Comments Due

Oct. 27, 2014

File Number

SR-ISE-2014-43

Rule Type

Order

Release Number

34-74521

SEC Issue Date

March 17, 2015

Federal Register Publish Date

March 23, 2015

Document Citation

80 FR 15262

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Amending Its Information Barrier Rules

Public Comments

Resources

Resources

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Amending Its Information Barrier Rules

Public Comments

Order Rule (34-73973)

Resources

Notice Rule (34-73614)

Resources

Notice Rule (34-73261)

Resources

Resources

Details