Notice Rule

Notice of Filing of Proposed Rule Change To More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order

National Securities Exchanges, Nasdaq ISE, LLC (ISE)

Public Comments

Submit a Comment on SR-ISE-2013-72

Title

Release Number

34-71208

SEC Issue Date

Dec. 31, 2013

Federal Register Publish Date

Jan. 7, 2014

Document Citation

79 FR 881

Resources

Notice Rule: SEC Issued Version (pdf 37.13 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-71560

View Received Comments

Title

Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order

Release Number

34-71863

SEC Issue Date

April 3, 2014

Federal Register Publish Date

April 9, 2014

Document Citation

79 FR 19680

Resources

Order Rule: SEC Issued Version (pdf 49.67 KB)

Order Rule: Federal Register Version

Rel. No. 34-71560

Rel. No. 34-71208

Last Reviewed or Updated: Dec. 31, 2013

Resources

Notice Rule: SEC Issued Version (pdf 7.9 KB)

Notice Rule: Federal Register Version

Rel. No. 34-71208

Details

Public Comments Due

Jan. 28, 2014

File Number

SR-ISE-2013-72

Rule Type

Notice

Release Number

34-71560

SEC Issue Date

Feb. 18, 2014

Federal Register Publish Date

Feb. 24, 2014

Document Citation

79 FR 10218

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order

Public Comments

Resources

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order

Public Comments

Notice Rule (34-71208)

Resources

Order Rule (34-71863)

Resources

Resources

Details