Order Rule

Order Approving a Proposed Rule Change To Adopt FINRA Rule 3241 (Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3241 (Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer)

Release Number

34-89218

SEC Issue Date

July 2, 2020

Federal Register Publish Date

July 9, 2020

Document Citation

85 FR 41249

Resources

Notice Rule: SEC Issued Version (pdf 247.49 KB)

Notice Rule: Federal Register Version

View Received Comments

Last Reviewed or Updated: Oct. 7, 2020

Resources

Order Rule: SEC Issued Version (pdf 250.01 KB)

Order Rule: Federal Register Version

Details

File Number

SR-FINRA-2020-020

Rule Type

Order

Release Number

34-90116

SEC Issue Date

Oct. 7, 2020

Federal Register Publish Date

Oct. 14, 2020

Document Citation

85 FR 65095

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change To Adopt FINRA Rule 3241 (Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer)

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Order Approving a Proposed Rule Change To Adopt FINRA Rule 3241 (Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer)

Notice Rule (34-89218)

Resources

Resources

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