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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Securities Transaction Credits Applicable to FINRA/Nasdaq TRF Participants

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2019-029

Last Reviewed or Updated: Dec. 12, 2019

Resources

Notice Rule: SEC Issued Version (pdf 189.36 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 8, 2020

File Number

SR-FINRA-2019-029

Rule Type

Notice

Release Number

34-87725

SEC Issue Date

Dec. 12, 2019

Federal Register Publish Date

Dec. 18, 2019

Document Citation

84 FR 69402

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Securities Transaction Credits Applicable to FINRA/Nasdaq TRF Participants

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Securities Transaction Credits Applicable to FINRA/Nasdaq TRF Participants

Public Comments

Resources

Details