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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the FINRA Manual To Reflect FINRA's New Subsidiary, FINRA CAT, LLC

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 2, 2019

Resources

Notice Rule: SEC Issued Version (pdf 180.05 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

May 29, 2019

File Number

SR-FINRA-2019-015

Rule Type

Notice

Release Number

34-85764

SEC Issue Date

May 2, 2019

Federal Register Publish Date

May 8, 2019

Document Citation

84 FR 20173

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the FINRA Manual To Reflect FINRA's New Subsidiary, FINRA CAT, LLC

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the FINRA Manual To Reflect FINRA's New Subsidiary, FINRA CAT, LLC

Resources

Details