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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: May 2, 2018

Resources

Notice Rule: SEC Issued Version (pdf 138.28 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 29, 2018

File Number

SR-FINRA-2018-017

Rule Type

Notice

Release Number

34-83155

SEC Issue Date

May 2, 2018

Federal Register Publish Date

May 8, 2018

Document Citation

83 FR 20889

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Public Comments

Resources

Details