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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Temporary Exception That Permits Aggregate Reporting for Certain ATS Transactions in U.S. Treasury Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 24, 2018

Resources

Notice Rule: SEC Issued Version (pdf 124.84 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

May 21, 2018

File Number

SR-FINRA-2018-014

Rule Type

Notice

Release Number

34-83098

SEC Issue Date

April 24, 2018

Federal Register Publish Date

April 30, 2018

Document Citation

83 FR 18866

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Temporary Exception That Permits Aggregate Reporting for Certain ATS Transactions in U.S. Treasury Securities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Temporary Exception That Permits Aggregate Reporting for Certain ATS Transactions in U.S. Treasury Securities

Resources

Details