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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reporting of Certain ATS Transactions in U.S. Treasury Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: June 26, 2017

Resources

Notice Rule: SEC Issued Version (pdf 154.01 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

July 21, 2017

File Number

SR-FINRA-2017-023

Rule Type

Notice

Release Number

34-81018

SEC Issue Date

June 26, 2017

Federal Register Publish Date

June 30, 2017

Document Citation

82 FR 29956

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reporting of Certain ATS Transactions in U.S. Treasury Securities

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reporting of Certain ATS Transactions in U.S. Treasury Securities

Public Comments

Resources

Details