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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: Jan. 6, 2017

Resources

Notice Rule: SEC Issued Version (pdf 42.42 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 2, 2017

File Number

SR-FINRA-2017-001

Rule Type

Notice

Release Number

34-79752

SEC Issue Date

Jan. 6, 2017

Federal Register Publish Date

Jan. 12, 2017

Document Citation

82 FR 3824

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Public Comments

Resources

Details