Notice Rule

Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change To Amend Rule 4512 (Customer Account Information) and Adopt FINRA Rule 2165 (Financial Exploitation of Specified Adults), as Modified by Partial Amendment No. 1

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change To Amend Rule 4512 (Customer Account Information) and Adopt FINRA Rule 2165 (Financial Exploitation of Specified Adults), as Modified by Partia
Release Number
34-79964
SEC Issue Date
Federal Register Publish Date
Document Citation

82 FR 10059

Resources

Notice Rule: SEC Issued Version (pdf 268.76 KB)
Notice Rule: Federal Register Version
Rel.No. 34-79215

Last Reviewed or Updated: Feb. 3, 2017