Notice Rule

Order Approving Proposed Rule Change To Amend Rule 12504 of the Code of Arbitration Procedure for Customer Disputes and Rule 13504 of the Code of Arbitration Procedure for Industry Disputes Relating to Motions To Dismiss in Arbitration

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Release Number

34-79285

SEC Issue Date

Nov. 10, 2016

Federal Register Publish Date

Nov. 17, 2016

Document Citation

81 FR 81213

Resources

Order Rule: SEC Issued Version (pdf 229.51 KB)

Order Rule: Federal Register Version

Rel. No. 34-78553

Last Reviewed or Updated: Nov. 10, 2016

Resources

Notice Rule: SEC Issued Version (pdf 117.11 KB)

Notice Rule: Federal Register Version

Rel. No. 34-34-79285

Details

File Number

SR-FINRA-2016-030

Rule Type

Notice

Release Number

34-78553

SEC Issue Date

Aug. 11, 2016

Federal Register Publish Date

Aug. 17, 2016

Document Citation

81 FR 54888

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Amend Rule 12504 of the Code of Arbitration Procedure for Customer Disputes and Rule 13504 of the Code of Arbitration Procedure for Industry Disputes Relating to Motions To Dismiss in Arbitration

Resources

Resources

Details

More in this Section

Order Approving Proposed Rule Change To Amend Rule 12504 of the Code of Arbitration Procedure for Customer Disputes and Rule 13504 of the Code of Arbitration Procedure for Industry Disputes Relating to Motions To Dismiss in Arbitration

Order Rule (34-79285)

Resources

Resources

Details