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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the TRACE Pilot Program in FINRA Rule 6730(e)(4)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 9, 2015

Resources

Notice Rule: SEC Issued Version (pdf 40.15 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 6, 2015

File Number

SR-FINRA-2015-037

Rule Type

Notice

Release Number

34-76121

SEC Issue Date

Oct. 9, 2015

Federal Register Publish Date

Oct. 16, 2015

Document Citation

80 FR 62578

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the TRACE Pilot Program in FINRA Rule 6730(e)(4)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the TRACE Pilot Program in FINRA Rule 6730(e)(4)

Resources

Details