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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting Requirements of FINRA Rule 4530(a)(1)(H)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 13, 2015

Resources

Notice Rule: SEC Issued Version (pdf 130.9 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 9, 2015

File Number

SR-FINRA-2015-011

Rule Type

Notice

Release Number

34-74953

SEC Issue Date

May 13, 2015

Federal Register Publish Date

May 19, 2015

Document Citation

80 FR 28740

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting Requirements of FINRA Rule 4530(a)(1)(H)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting Requirements of FINRA Rule 4530(a)(1)(H)

Resources

Details