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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Waive Trade Reporting Fees Under Rule 7710 Due to an OTC Reporting Facility Systems Issue

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 15, 2015

Resources

Notice Rule: SEC Issued Version (pdf 35.99 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 12, 2015

File Number

SR-FINRA-2015-007

Rule Type

Notice

Release Number

34-74734

SEC Issue Date

April 15, 2015

Federal Register Publish Date

April 21, 2015

Document Citation

80 FR 22243

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Waive Trade Reporting Fees Under Rule 7710 Due to an OTC Reporting Facility Systems Issue

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Waive Trade Reporting Fees Under Rule 7710 Due to an OTC Reporting Facility Systems Issue

Resources

Details