Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Refund Program Under FINRA Rule 3110.15 (Temporary Program To Address Underreported Form U4 Information)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: March 16, 2015

Public Comments Due

April 10, 2015

File Number

SR-FINRA-2015-005

Rule Type

Notice

Release Number

34-74512

SEC Issue Date

March 16, 2015

Federal Register Publish Date

March 20, 2015

Document Citation

80 FR 15041