Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Gross Income Assessment Pricing Structure

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2014-046

View Received Comments

Last Reviewed or Updated: Nov. 18, 2014

Resources

Notice Rule: SEC Issued Version (pdf 42.52 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 15, 2014

File Number

SR-FINRA-2014-046

Rule Type

Notice

Release Number

34-73632

SEC Issue Date

Nov. 18, 2014

Federal Register Publish Date

Nov. 24, 2014

Document Citation

79 FR 69937

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Gross Income Assessment Pricing Structure

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Gross Income Assessment Pricing Structure

Public Comments

Resources

Details