Order Rule

Order Approving a Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Filing of a Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator

Release Number

34-72491

SEC Issue Date

June 27, 2014

Federal Register Publish Date

July 3, 2014

Document Citation

79 FR 38080

Resources

Notice Rule: SEC Issued Version (pdf 85.3 KB)

Notice Rule: Federal Register Version

Rel. No. 34-74383

Rel. No. 34-73277

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Title

Order Approving a Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator

Release Number

34-74383

SEC Issue Date

Feb. 26, 2015

Federal Register Publish Date

March 4, 2015

Document Citation

80 FR 11695

Resources

Order Rule: SEC Issued Version (pdf 208.86 KB)

Order Rule: Federal Register Version

Rel. No. 34-73277

Rel. No. 34-72491

Last Reviewed or Updated: Feb. 26, 2015

Resources

Order Rule: SEC Issued Version (pdf 71.75 KB)

Order Rule: Federal Register Version

Rel. No. 34-74383

Rel. No. 34-72491

Details

File Number

SR-FINRA-2014-028

Rule Type

Order

Release Number

34-73277

SEC Issue Date

Oct. 1, 2014

Federal Register Publish Date

Oct. 7, 2014

Document Citation

79 FR 60556

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator

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Order Approving a Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator

Notice Rule (34-72491)

Resources

Order Rule (34-74383)

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