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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Exercise Procedures

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 26, 2014

Resources

Notice Rule: SEC Issued Version (pdf 48.07 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 23, 2014

File Number

SR-FINRA-2014-027

Rule Type

Notice

Release Number

34-72484

SEC Issue Date

June 26, 2014

Federal Register Publish Date

July 2, 2014

Document Citation

79 FR 37822

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Exercise Procedures

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Exercise Procedures

Resources

Details