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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reporting and Market Participant Identifier Requirements for Alternative Trading Systems

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 9, 2014

Resources

Notice Rule: SEC Issued Version (pdf 60.7 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 6, 2014

File Number

SR-FINRA-2014-017

Rule Type

Notice

Release Number

34-71911

SEC Issue Date

April 9, 2014

Federal Register Publish Date

April 15, 2014

Document Citation

79 FR 21316

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reporting and Market Participant Identifier Requirements for Alternative Trading Systems

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reporting and Market Participant Identifier Requirements for Alternative Trading Systems

Resources

Details