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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 26 Examination Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 23, 2014

Resources

Notice Rule: SEC Issued Version (pdf 47.42 KB)

Notice Rule: Federal Register Version

Exhibit 3

Details

Public Comments Due

May 20, 2014

File Number

SR-FINRA-2014-015

Rule Type

Notice

Release Number

34-71998

SEC Issue Date

April 23, 2014

Federal Register Publish Date

April 29, 2014

Document Citation

79 FR 24047

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 26 Examination Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 26 Examination Program

Resources

Details