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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Clearly Erroneous Pilot Program for Exchange-Listed Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: March 24, 2014

Resources

Notice Rule: SEC Issued Version (pdf 26.32 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

April 18, 2014

File Number

SR-FINRA-2014-013

Rule Type

Notice

Release Number

34-71781

SEC Issue Date

March 24, 2014

Federal Register Publish Date

March 28, 2014

Document Citation

79 FR 17615

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Clearly Erroneous Pilot Program for Exchange-Listed Securities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Clearly Erroneous Pilot Program for Exchange-Listed Securities

Resources

Details