Order Rule

Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Filing of Amendment No. 1 to Proposed Rule Change Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities

Release Number

34-72626

SEC Issue Date

July 16, 2014

Federal Register Publish Date

July 22, 2014

Document Citation

79 FR 42590

Resources

Notice Rule: SEC Issued Version (pdf 45.18 KB)

Notice Rule: Federal Register Version

Rel. No. 34-72193

Rel. No. 34-71545

Title

Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities

Release Number

34-72193

SEC Issue Date

May 20, 2014

Federal Register Publish Date

June 2, 2014

Document Citation

79 FR 31353

Resources

Order Rule: SEC Issued Version (pdf 63.25 KB)

Order Rule: Federal Register Version

Rel. No. 34-72626

Rel. No. 34-71545

Title

Notice of Filing of Proposed Rule Change Relating to per Share Estimated Valuations for Unlisted DPP and REIT Securities

Release Number

34-71545

SEC Issue Date

Feb. 12, 2014

Federal Register Publish Date

Feb. 19, 2014

Document Citation

79 FR 9535

Resources

Notice Rule: SEC Issued Version (pdf 81.54 KB)

Notice Rule: Federal Register Version

Rel. No. 34-72626

Rel. No. 34-72193

View Received Comments

Last Reviewed or Updated: Oct. 10, 2014

Resources

Order Rule: SEC Issued Version (pdf 59.58 KB)

Order Rule: Federal Register Version

Details

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-FINRA-2014-006

Rule Type

Order

Release Number

34-73339

SEC Issue Date

Oct. 10, 2014

Federal Register Publish Date

Oct. 17, 2014

Document Citation

79 FR 62489

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities

Resources

Resources

Resources

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More in this Section

Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities

Notice Rule (34-72626)

Resources

Order Rule (34-72193)

Resources

Notice Rule (34-71545)

Resources

Resources

Details