Order Rule

Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Broaden Arbitrators' Authority To Make Referrals During an Arbitration Proceeding

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Broadening Arbitrators' Authority to Make Referrals Dur
Release Number
34-72196
SEC Issue Date
Federal Register Publish Date
Document Citation

79 FR 30206

Last Reviewed or Updated: Oct. 8, 2014