Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 2251 (Forwarding of Proxy and Other Issuer-Related Materials), Which Includes Fees for Processing and Forwarding Proxy and Other Issuer Communications to Beneficial Owners, and Establish a Fee Under Certain Conditions for an Enhanced Brokers' Internet Platform

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Jan. 9, 2014

Resources

Public Comments Due

Feb. 5, 2014

File Number

SR-FINRA-2013-056

Rule Type

Notice

Release Number

34-71272

SEC Issue Date

Jan. 9, 2014

Federal Register Publish Date

Jan. 15, 2014

Document Citation

79 FR 2741