Notice Rule

Order Approving Proposed Rule Change To Amend the Uniform Branch Office Registration Form (Form BR)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Filing of a Proposed Rule Change To Amend the Uniform Branch Office Registration Form (Form BR)

Release Number

34-71027

SEC Issue Date

Dec. 9, 2013

Federal Register Publish Date

Dec. 13, 2013

Document Citation

78 FR 75954

Resources

Notice Rule: SEC Issued Version (pdf 128.2 KB)

Notice Rule: Federal Register Version

Rel. No. 34-71626

Rel. No. 34-71373

View Received Comments

Title

Order Approving Proposed Rule Change To Amend the Uniform Branch Office Registration Form (Form BR)

Release Number

34-71626

SEC Issue Date

Feb. 27, 2014

Federal Register Publish Date

March 5, 2014

Document Citation

79 FR 12547

Resources

Order Rule: SEC Issued Version (pdf 117.79 KB)

Order Rule: Federal Register Version

Rel. No. 34-71373

Rel. No. 34-71027

Last Reviewed or Updated: Feb. 27, 2014

Resources

Notice Rule: SEC Issued Version (pdf 10.11 KB)

Notice Rule: Federal Register Version

Rel. No. 34-71626

Rel. No. 34-71027

Details

File Number

SR-FINRA-2013-051

Rule Type

Notice

Release Number

34-71373

SEC Issue Date

Jan. 23, 2014

Federal Register Publish Date

Jan. 29, 2014

Document Citation

79 FR 4788

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Amend the Uniform Branch Office Registration Form (Form BR)

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Order Approving Proposed Rule Change To Amend the Uniform Branch Office Registration Form (Form BR)

Notice Rule (34-71027)

Resources

Order Rule (34-71626)

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