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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to TRACE Fees for Securities Act Rule 144A Transaction Data

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2013-043

Last Reviewed or Updated: Oct. 16, 2013

Resources

Notice Rule: SEC Issued Version (pdf 48.72 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 12, 2013

File Number

SR-FINRA-2013-043

Rule Type

Notice

Release Number

34-70691

SEC Issue Date

Oct. 16, 2013

Federal Register Publish Date

Oct. 22, 2013

Document Citation

78 FR 62788

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to TRACE Fees for Securities Act Rule 144A Transaction Data

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to TRACE Fees for Securities Act Rule 144A Transaction Data

Public Comments

Resources

Details