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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a TRACE Pilot Program in FINRA Rule 6730(e)(4)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2013-038

Last Reviewed or Updated: Aug. 29, 2013

Resources

Notice Rule: SEC Issued Version (pdf 40.45 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 26, 2013

File Number

SR-FINRA-2013-038

Rule Type

Notice

Release Number

34-70288

SEC Issue Date

Aug. 29, 2013

Federal Register Publish Date

Sept. 5, 2013

Document Citation

78 FR 54694

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a TRACE Pilot Program in FINRA Rule 6730(e)(4)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a TRACE Pilot Program in FINRA Rule 6730(e)(4)

Public Comments

Resources

Details