Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend FINRA Rule 5131 (New Issue Allocations and Distributions)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2013-037

Title

Release Number

34-70957

SEC Issue Date

Nov. 27, 2013

Federal Register Publish Date

Dec. 4, 2013

Document Citation

78 FR 72946

Resources

Notice Rule: SEC Issued Version (pdf 40.03 KB)

Notice Rule: Federal Register Version

Rel. No. 34-70312

View Received Comments

Last Reviewed or Updated: Nov. 27, 2013

Resources

Notice Rule: SEC Issued Version (pdf 171.32 KB)

Notice Rule: Federal Register Version

Rel. No. 34-70957

Details

Public Comments Due

Dec. 26, 2013

File Number

SR-FINRA-2013-037

Rule Type

Notice

Release Number

34-70312

SEC Issue Date

Sept. 4, 2013

Federal Register Publish Date

Sept. 10, 2013

Document Citation

78 FR 55322

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend FINRA Rule 5131 (New Issue Allocations and Distributions)

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend FINRA Rule 5131 (New Issue Allocations and Distributions)

Public Comments

Notice Rule (34-70957)

Resources

Resources

Details