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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2013-030

Last Reviewed or Updated: July 16, 2013

Resources

Notice Rule: SEC Issued Version (pdf 34.48 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 12, 2013

File Number

SR-FINRA-2013-030

Rule Type

Notice

Release Number

34-69993

SEC Issue Date

July 16, 2013

Federal Register Publish Date

July 22, 2013

Document Citation

78 FR 43945

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)

Public Comments

Resources

Details