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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Dissemination of Agency-Pass Through Mortgage-Backed Securities and SBA-Backed Asset-Backed Securities Traded in Specified Pool Transactions

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 5, 2013

Resources

Notice Rule: SEC Issued Version (pdf 62.64 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 2, 2013

File Number

SR-FINRA-2013-022

Rule Type

Notice

Release Number

34-69702

SEC Issue Date

June 5, 2013

Federal Register Publish Date

June 11, 2013

Document Citation

78 FR 35078

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Dissemination of Agency-Pass Through Mortgage-Backed Securities and SBA-Backed Asset-Backed Securities Traded in Specified Pool Transactions

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Dissemination of Agency-Pass Through Mortgage-Backed Securities and SBA-Backed Asset-Backed Securities Traded in Specified Pool Transactions

Resources

Details