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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of the Implementation Date for FINRA Rule 5270 (Front Running of Block Transactions)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 9, 2013

Resources

Notice Rule: SEC Issued Version (pdf 113.18 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 5, 2013

File Number

SR-FINRA-2013-021

Rule Type

Notice

Release Number

34-69543

SEC Issue Date

May 9, 2013

Federal Register Publish Date

May 15, 2013

Document Citation

78 FR 28687

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of the Implementation Date for FINRA Rule 5270 (Front Running of Block Transactions)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of the Implementation Date for FINRA Rule 5270 (Front Running of Block Transactions)

Resources

Details