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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 1, 2013

Resources

Notice Rule: SEC Issued Version (pdf 36.18 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 26, 2013

File Number

SR-FINRA-2013-019

Rule Type

Notice

Release Number

34-69262

SEC Issue Date

April 1, 2013

Federal Register Publish Date

April 5, 2013

Document Citation

78 FR 20708

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Resources

Details