Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rules in Accordance With the Regulation NMS Plan To Address Extraordinary Market Volatility

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 25, 2013

Resources

Notice Rule: SEC Issued Version (pdf 39.59 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 22, 2013

File Number

SR-FINRA-2013-016

Rule Type

Notice

Release Number

34-68985

SEC Issue Date

Feb. 25, 2013

Federal Register Publish Date

March 1, 2013

Document Citation

78 FR 13922

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rules in Accordance With the Regulation NMS Plan To Address Extraordinary Market Volatility

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rules in Accordance With the Regulation NMS Plan To Address Extraordinary Market Volatility

Resources

Details