Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws To Adopt a Waiver Process for the Continuing Membership Application Fee and Amend NASD Rules 1013 and 1017 To Provide for a Refund of the Application Fee for the Withdrawal of a New Member or Continuing Membership Application

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: Feb. 15, 2013

Public Comments Due

March 15, 2013

File Number

SR-FINRA-2013-015

Rule Type

Notice

Release Number

34-68942

SEC Issue Date

Feb. 15, 2013

Federal Register Publish Date

Feb. 22, 2013

Document Citation

78 FR 12405